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John Andrew Sanfilippo

Charles Schwab & Co., Inc.

Scarsdale, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
TX RA APPROVED_RES 2019-01-04
  • NY RA
    APPROVED
    Since 2021-04-22
  • TX RA
    APPROVED_RES
    Since 2019-01-04

Branch Locations

880 Central Park Avenue, Scarsdale, NY 10583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Scarsdale NY 05/2008 Present
Charles Schwab Bank Scarsdale NY 07/2008 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-20
  • S66 Uniform Combined State Law Examination
    1999-08-20
Other Names
  • John A Sanfilippo

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SCARSDALE, NY
RATIONALWAVE ASSOCIATES CORP. · SCARSDALE, NY
WELLS FARGO CLEARING SERVICES, LLC · SCARSDALE, NY
J.P. MORGAN SECURITIES LLC · SCARSDALE, NY
J.P. MORGAN SECURITIES LLC · Scarsdale, NY
IROQUOIS CAPITAL MANAGEMENT, LLC · SCARSDALE, NY
SPRINGVIEW CAPITAL MANAGEMENT LP · SCARSDALE, NY
INVESTRY, LLC · SCARSDALE, NY

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