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Daniel Stephen Giuntini

Charles Schwab & Co., Inc.

Scarsdale, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-26
  • NY RA
    APPROVED
    Since 2022-01-26

Branch Locations

880 Central Park Avenue, Scarsdale, NY 10583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Inc Scarsdale NY 09/2010 12/2022
Charles Schwab And Co., Inc. Scarsdale NY 12/2022 Present
Charles Schwab Bank Scarsdale NY 12/2022 Present
  • 09/2010 → 12/2022
    Tdameritrade Inc
    Scarsdale, NY
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Scarsdale, NY
  • 12/2022 → Present
    Charles Schwab Bank
    Scarsdale, NY
Previous Registrations
  • 2010-10-08 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Scarsdale, NY
    Rye, NY
    Rye, NY
    Scarsdale, NY
    Scarsdale, NY
    Scarsdale, NY
    Scarsdale, NY
  • 2010-10-08 → 2022-10-14
    Td Ameritrade, Inc.
    Scarsdale, NY
    Rye, NY
    Rye, NY
    Scarsdale, NY
    Scarsdale, NY
    Omaha, NE
  • 2009-12-03 → 2010-09-29
    Chase Investment Services Corp.
    Whiteplains, NY
    White Plains, NY
  • 2007-05-29 → 2009-06-22
    Citigroup Global Markets Inc.
    Plainview, NY
    Plainview, NY
    Westbury, NY
    South Westbury, NY
    Plainview, NY
    Westbury, NY
    Plainview, NY
    Plainview, NY
    South Westbury, NY
  • 2007-04-24 → 2007-05-29
    Citicorp Investment Services
    South Westbury, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-27
S63 Uniform Securities Agent State Law Examination 2005-11-10
  • S65 Uniform Investment Adviser Law Examination
    2007-03-27
  • S63 Uniform Securities Agent State Law Examination
    2005-11-10
Other Names
  • David Stephen Giuntini

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
RATIONALWAVE ASSOCIATES CORP.
WELLS FARGO CLEARING SERVICES, LLC
IROQUOIS CAPITAL MANAGEMENT, LLC
SPRINGVIEW CAPITAL MANAGEMENT LP
INVESTRY, LLC
LINCOLN INVESTMENT
PARK AVENUE SECURITIES LLC

Other Investors

GEORGE BRAKATSELOS
Vincent J. Rago
JOHN ANDREW SANFILIPPO
Rita Esquenazi
JARED MARK PICHE
Jimmy Hernandez
INDIRA CELENY VALLADARES
VICTORIA BARBARA DE PAOLO

Other Offices

J.P. MORGAN SECURITIES LLC · SCARSDALE, NY
RATIONALWAVE ASSOCIATES CORP. · SCARSDALE, NY
WELLS FARGO CLEARING SERVICES, LLC · SCARSDALE, NY
J.P. MORGAN SECURITIES LLC · SCARSDALE, NY
J.P. MORGAN SECURITIES LLC · Scarsdale, NY
IROQUOIS CAPITAL MANAGEMENT, LLC · SCARSDALE, NY
SPRINGVIEW CAPITAL MANAGEMENT LP · SCARSDALE, NY
INVESTRY, LLC · SCARSDALE, NY

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