Vincent J. Rago

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-11-22
TX	RA	APPROVED	2023-11-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Katonah	NY	08/2022	11/2023
American Income Life	Tempe	AZ	04/2020	07/2022
Unemployed	Tempe	AZ	09/2019	03/2020
Exxonmobil	New Milford	CT	01/2016	01/2018
Gigante Restaurant	Eastchester	NY	05/2019	08/2019
Jma Landscaping	Eastchester	NY	06/2019	08/2019
Roger Williams University	Bristol	RI	12/2018	05/2019
Bank Of America N.A.	Katonah	NY	08/2022	11/2023
Unemployed	New Milford	CT	02/2018	11/2018
J.P. Morgan Securities Llc	Scarsdale	NY	11/2023	Present
Jpmorgan Chase Bank, N.A.	Scarsdale	NY	11/2023	Present

08/2022 → 11/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Katonah, NY
04/2020 → 07/2022

American Income Life

Tempe, AZ
09/2019 → 03/2020

Unemployed

Tempe, AZ
01/2016 → 01/2018

Exxonmobil

New Milford, CT
05/2019 → 08/2019

Gigante Restaurant

Eastchester, NY
06/2019 → 08/2019

Jma Landscaping

Eastchester, NY
12/2018 → 05/2019

Roger Williams University

Bristol, RI
08/2022 → 11/2023

Bank Of America N.A.

Katonah, NY
02/2018 → 11/2018

Unemployed

New Milford, CT
11/2023 → Present

J.P. Morgan Securities Llc

Scarsdale, NY
11/2023 → Present

Jpmorgan Chase Bank, N.A.

Scarsdale, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-19

Other Firms