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Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-07
NJ RA APPROVED 2022-07-14
NY RA APPROVED 2022-05-26
  • TX RA
    APPROVED
    Since 2025-02-07
  • NJ RA
    APPROVED
    Since 2022-07-14
  • NY RA
    APPROVED
    Since 2022-05-26

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Ridgewood, NJ • United States

400 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rice Hall James & Associates, Llc San Diego CA 03/2019 05/2022
Hgk Asset Management Jersey City NJ 06/2003 02/2019
Cnr Securities, Llc New York NY 05/2022 Present
  • 03/2019 → 05/2022
    San Diego, CA
  • 06/2003 → 02/2019
    Hgk Asset Management
    Jersey City, NJ
  • 05/2022 → Present
    Cnr Securities, Llc
    New York, NY
Previous Registrations
Other Businesses

(1) Name of Entity: Ridgewood House of Wellness, LLC; Non-investment related; Address: 185 W Ridgewood Ave Ridgewood, NJ 07450; Nature of OBA: Mental health therapy; Position/Title/Relationship: Other - This is my wife's business. I will be helping her with taxes and QuickBooks; Start Date: 08/01/2023; Time devoted: 4 hours per month; 0 during securities trading hours; Duties: Helping my wife with QuickBooks, taxes. (2) Name of Entity: Ridgewood House of Wellness, LLC; Non-investment related; Address: 185 W Ridgewood Ave Ridgewood, NJ 07450; Nature of OBA: Mental health therapy practice; Position/Title/Relationship: Other - Co-owner. This is my wife's business.; Start Date: 12/01/2024; Time devoted: 1-2 hours per month; 0 during securities trading hours; Duties: I'm listed as a co-owner for purposes of obtaining a lease related to a building we own. I help with payroll and capital allocation decisions. (3) Name of Entity: SERF Real Estate; Non-investment related; Address: 185 W Ridgewood Ave Ridgewood, NJ 07450; Nature of OBA: LLC for the purpose of owning and operating a mixed-use building (office and residential).; Position/Title/Relationship: Other - Owner. my wife and I opened this LLC in order to buy a mixed-use building. Expected closing date of 10/07/2024.; Start Date: 12/04/2024; Time devoted: 1-2 hours per month; 0 during securities trading hours; Duties: Owner, coordinate maintenance when needed.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-07-15
  • S63 Uniform Securities Agent State Law Examination
    2022-07-15
Designations
  • Chartered Financial Analyst
Other Names
  • Eric Fuhrman
  • Eric Robert Fuhrman

View on SEC IAPD

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