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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-12
NY RA APPROVED 2021-11-08
NJ RA APPROVED 2019-05-28
  • CT RA
    APPROVED
    Since 2022-04-12
  • NY RA
    APPROVED
    Since 2021-11-08
  • NJ RA
    APPROVED
    Since 2019-05-28

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. New York City NY 10/2016 Present
Unemployed New York City NY 04/2016 09/2016
Other Businesses

CITY ICE PAVILLION; 47-32 32nd Place, New York, NY 11101; Teaching children to ice skate; I teach children to ice skate; 9/22/2017 // SKY RINK AT CHELSEA PIERS; 61 Chelsea Piers, New York, NY 10011; Teaching children to ice skate; I teach children to ice skate; 2/15/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-25
  • S66 Uniform Combined State Law Examination
    2019-05-25

View on SEC IAPD

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