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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-14
IL RA APPROVED 2017-01-03
  • TX RA
    APPROVED
    Since 2017-12-14
  • IL RA
    APPROVED
    Since 2017-01-03

Branch Locations

3121 N Illinois St, Swansea, IL 62226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Swansea IL 10/2016 Present
Stonewolf Golf Club Fairview Heights IL 08/2007 10/2016
Bank Of America, N.A. Swansea IL 03/2017 Present
Other Businesses

I*112483FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ALTHOFF CATHOLIC HIGH SCHOOLINVESTMENT RELATED: NADDRESS OF BUSINESS:BELLEVILLE, ILLINOIS 62226NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 2/23/2018NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I PARTICIPATE ON THE ALTHOFF HS GOLF TOURNAMENT COMMITTEE I*112486For profit or not for profit: Non-Profit OrganizationName of outside business organization: National Foundation for SyndactylyInvestment related: NAddress of business:Mascoutah, Illinois 62258Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 2/23/2018Number of hours devoted: 24 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: NFSUS Golf Tournament Committee I*2605284, Entity Type: , Name of OBA: AJM Irrevocable Trust Dated June 28, 2025, Address: Pekin, Illinois, 61554, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 07/08/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-28
  • S66 Uniform Combined State Law Examination
    2016-12-28
Other Names
  • Christopher Bagwell

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