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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-14 |
| IL | RA | APPROVED | 2017-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Swansea | IL | 10/2016 | Present |
| Stonewolf Golf Club | Fairview Heights | IL | 08/2007 | 10/2016 |
| Bank Of America, N.A. | Swansea | IL | 03/2017 | Present |
I*112483FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ALTHOFF CATHOLIC HIGH SCHOOLINVESTMENT RELATED: NADDRESS OF BUSINESS:BELLEVILLE, ILLINOIS 62226NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 2/23/2018NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I PARTICIPATE ON THE ALTHOFF HS GOLF TOURNAMENT COMMITTEE I*112486For profit or not for profit: Non-Profit OrganizationName of outside business organization: National Foundation for SyndactylyInvestment related: NAddress of business:Mascoutah, Illinois 62258Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 2/23/2018Number of hours devoted: 24 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: NFSUS Golf Tournament Committee I*2605284, Entity Type: , Name of OBA: AJM Irrevocable Trust Dated June 28, 2025, Address: Pekin, Illinois, 61554, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 07/08/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-28 |
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