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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-05
CO RA APPROVED 2017-03-08
  • TX RA
    APPROVED
    Since 2017-05-05
  • CO RA
    APPROVED
    Since 2017-03-08

Branch Locations

200 Josephine St, Denver, CO 80206 • United States

370 17Th St, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 10/2016 Present
Bank Of America, N.A. Denver CO 04/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-06
  • S66 Uniform Combined State Law Examination
    2017-03-06
Other Names
  • Davis Owens

View on SEC IAPD

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