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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-19 |
| CA | RA | APPROVED | 2023-08-04 |
Branch Locations
35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 10/2016 | 12/2017 |
| Enterprise Rent A Car | Corona | CA | 08/2015 | 09/2016 |
| Bank Of America, N.A. | Brea | CA | 10/2016 | 12/2017 |
| Unemployed | Chino Hills | CA | 01/2018 | 11/2018 |
| Morgan Stanley Smith Barney Llc | Beverly Hills | CA | 12/2018 | 10/2020 |
| J.P. Morgan Chase Bank, N.A. | Los Angeles | CA | 09/2020 | 07/2023 |
| J.P. Morgan Securities, Llc | Los Angeles | CA | 09/2020 | 07/2023 |
| Tiaa | Pasadena | CA | 07/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Pasadena | CA | 07/2023 | Present |
| Morgan Stanley | Beverly Hills | CA | 12/2018 | 10/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-25 |
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