Adam Warkenthien

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-04-07
TX	RA	APPROVED	2025-04-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Twin Orchard Country Club	Long Grove	IL	10/2004	10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Northbrook	IL	10/2016	05/2018
Bank Of America, N.A.	Northbrook	IL	03/2017	05/2018
J.P. Morgan Chase Bank, N.A.	Chicago	IL	06/2018	02/2020
J.P. Morgan Securities, Llc	Chicago	IL	06/2018	02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Northbrook	IL	03/2020	04/2025
Bank Of America, N.A.	Highland Park	IL	04/2020	04/2025
Morgan Stanley Smith Barney Llc	Deerfield	IL	04/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2025	Present

10/2004 → 10/2016

Twin Orchard Country Club

Long Grove, IL
10/2016 → 05/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL
03/2017 → 05/2018

Bank Of America, N.A.

Northbrook, IL
06/2018 → 02/2020

J.P. Morgan Chase Bank, N.A.

Chicago, IL
06/2018 → 02/2020

J.P. Morgan Securities, Llc

Chicago, IL
03/2020 → 04/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL
04/2020 → 04/2025

Bank Of America, N.A.

Highland Park, IL
04/2025 → Present

Morgan Stanley Smith Barney Llc

Deerfield, IL
04/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

2020-03-23 → 2025-04-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Highland Park, IL

Northbrook, IL
2018-06-01 → 2020-02-10

J.P. Morgan Securities Llc

Chicago, IL
2017-02-13 → 2018-06-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-11

Other Firms