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Jaimie Sebastian Collier

LPl Financial LLC

San Diego, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Retirement Group San Diego CA 09/2016 05/2019
Lpl Financial San Diego CA 06/2019 Present
  • 09/2016 → 05/2019
    The Retirement Group
    San Diego, CA
  • 06/2019 → Present
    Lpl Financial
    San Diego, CA
Previous Registrations
  • 2018-02-13 → 2019-05-24
    The Retirement Group, Llc
    San Diego, CA
  • 2017-05-25 → 2017-12-31
    The Retirement Group, Llc
    San Diego, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-10-04
S65 Uniform Investment Adviser Law Examination 2017-05-25
  • S63 Uniform Securities Agent State Law Examination
    2019-10-04
  • S65 Uniform Investment Adviser Law Examination
    2017-05-25
Other Names
  • Jamie Sebastian Collier
  • Jay Collier

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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