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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-12-20
  • NY RA
    APPROVED
    Since 2022-12-20

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

New York City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Ag New York NY 08/2022 Present
Ubs Ag Weehawken NJ 10/2016 08/2022
Goya Foods Inc Jersey City NJ 07/2009 10/2016
  • 08/2022 → Present
    Ubs Ag
    New York, NY
  • 10/2016 → 08/2022
    Ubs Ag
    Weehawken, NJ
  • 07/2009 → 10/2016
    Goya Foods Inc
    Jersey City, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-02-03
  • S63 Uniform Securities Agent State Law Examination
    2023-02-03
Designations

View on SEC IAPD

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