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Brian Slattery

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Smithtown, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-03
NY RA APPROVED 2022-04-04
  • TX RA
    APPROVED
    Since 2023-03-03
  • NY RA
    APPROVED
    Since 2022-04-04

Branch Locations

50 Route 111, Smithtown, NY 11787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Town Of South Hampton South Hampton NY 06/2016 09/2016
Suffolk Community College Selden NY 08/2015 05/2017
Stony Brook University Stony Brook NY 08/2017 05/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Smithtown NY 10/2016 11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Smithtown NY 11/2021 Present
Bank Of America N.A. Smithtown NY 11/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-01
  • S66 Uniform Combined State Law Examination
    2022-04-01

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK
OSAIC WEALTH, INC.
OSAIC INSTITUTIONS, INC.

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Matthew Kyle Heeter
LOUIS ANTHONY SORIANO
Frank E Carpentiere
JOSEPH BONURA
JOHN CLEAVELAND PALMER
LYNNE MICHELE BARNHARDT

Other Offices

LPL FINANCIAL LLC · SMITHTOWN, NY
CETERA INVESTMENT ADVISERS LLC · SMITHTOWN, NY
EDWARD JONES · SMITHTOWN, NY
LPL FINANCIAL LLC · SMITHTOWN, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SMITHTOWN, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · SMITHTOWN, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Smithtown, NY
COMMONWEALTH FINANCIAL NETWORK · Smithtown, NY

More in Smithtown, NY

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