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Current Employers
Universal Financial Advisors, Llc

333 S. Kirkwood Road Suite 301, St. Louis, MO 63122 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-09
  • IL RA
    APPROVED
    Since 2025-12-09

Branch Locations

1 East Ferguson Avenue, Wood River, IL 62095 • United States

333 S. Kirkwood Road Suite 301, St. Louis, MO 63122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tomerlin Bookkeeping Service, Inc. East Alton IL 01/1991 Present
Commonwealth Financial Network Waltham MA 11/2002 11/2025
Universal Financial Advisors, Llc Wood River IL 11/2025 Present
Systematice Investment Services Inc. Wood River IL 11/1999 Present
Previous Registrations
Other Businesses

1. TOMERLIN BOOKEEPING SERVICE, INC./QSUB of Range, Myers & Richars LLC; Non Investment-Related; Wood River, IL; TAX PREP & ACCOUNTING; Tax Preparer/ Accountant; 1/1991; 170 hrs/mo; 160 hrs/mo during securities trading hours; Duties are tax preparation and accounting work. 2. Systematic Investment Services Inc; Non Investment-Related; Wood River, IL; S-Corporation assigned to receive investment commissions; President/Secretary/Treasurer; 11/1999; 0 hrs/mo; 0 hrs/mo during securities trading hours; No duties at this time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-12-23
  • S66 Uniform Combined State Law Examination
    1998-12-23

View on SEC IAPD

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