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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-04-11 |
| TX | RA | APPROVED | 2019-04-04 |
Branch Locations
929 E Edwardsville Rd, Wood River, IL 62095-1823 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Edwardsville | IL | 04/2013 | 03/2019 |
| Investor Group- Bank Of Edwardsville | Edwardsville | IL | 04/2013 | 03/2019 |
| Raymond James Financial Services Advisors Inc. | Edwardsville | IL | 04/2013 | 03/2019 |
| Political Office | East Alton | IL | 03/2014 | 03/2019 |
| The Bank Of Edwardsville | Bethalto | IL | 04/2013 | 03/2019 |
| Wood River Township | East Alton | IL | 12/2016 | 02/2018 |
| St Louis Regional Airport | East Alton | IL | 10/2018 | Present |
| Lpl Financial Llc | Wood River | IL | 03/2019 | Present |
1. 10/30/2018 - ST. LOUIS REGIONAL AIRPORT/ OUTSIDE, W-2 EMPLOYMENT/ NOT INVESTMENT RELATED / 1%/ EAST ALTON, IL 2. 06/13/2019 - Herzog Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/12/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 3/10/2020 - Wood River Township - Not Investment Related - 49 S 9th St., East Alton IL 62024 - Non-Profit Board Member - Started 02/25/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 8/11/2021 - St. Louis Regional Airport - Not Investment Related - 8 Terminal Dr, East Alton, IL 62024 - Outside/W-2 Employment - Airport commissioner/Treasurer - Start Date: 7/15/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Manage the St. Louis Regional Airport in Bethalto.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-12 |
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