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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-24 |
| IL | RA | APPROVED | 2022-05-18 |
Branch Locations
300 W. County Rd, Jerseyville, IL 62052 • United States
5301 Godfrey Rd, Godfrey, IL 62035 • United States
1795 E. Edwardsville Rd, Wood River, IL 62095 • United States
731 E Bethalto Dr, Bethalto, IL 62010 • United States
3553 College Ave, Alton, IL 62002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | St. Louis | MO | 04/2007 | 10/2017 |
| Td Ameritrade, Inc. | Southlake | TX | 10/2017 | 01/2020 |
| Unemployed | Wood River | IL | 01/2020 | 07/2020 |
| Cuna Brokerage Services, Inc | Waverly | IA | 07/2020 | Present |
| Cuna Mutual Group | Waverly | IA | 07/2020 | Present |
| Lpl Financial Llc | Alton | IL | 05/2022 | Present |
1.) 05-18-2022-1st MidAmerica Retirement Services- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-08 |
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