Jacob William Harris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 01/2017
  Thomas Judy & Tucker P.A
  Raleigh, NC
• 02/2017 → Present
  Lpl Financial, Llc
  Raleigh, NC

Other Businesses

1)12/28/2016 - H&M FINANCIAL GROUP, LLC - DBA for LPL Business (entity for LPL business)- inv rel - at reported business location(s) - start: 12/14/2016 - 160 hr/mth

Exams

• S66 Uniform Combined State Law Examination
  2017-08-07
• S63 Uniform Securities Agent State Law Examination
  2017-05-05

Designations

• Certified Financial Planner

Other Names

• Jacob William Harris
• Jacob Harris