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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-19
  • NY RA
    APPROVED
    Since 2023-09-19

Branch Locations

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

Woodmere, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa New York NY 07/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc New York NY 07/2023 Present
Elysium Management Llc New York NY 10/2022 07/2023
Overbrook Management Corp New York NY 05/2018 10/2022
Pzena Investment Management New York NY 06/2014 02/2018
  • 07/2023 → Present
    Tiaa
    New York, NY
  • 07/2023 → Present
    New York, NY
  • 10/2022 → 07/2023
    Elysium Management Llc
    New York, NY
  • 05/2018 → 10/2022
    Overbrook Management Corp
    New York, NY
  • 06/2014 → 02/2018
    Pzena Investment Management
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-19
  • S66 Uniform Combined State Law Examination
    2023-09-19

View on SEC IAPD

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