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Souman Das

Citigroup Global Markets Inc.

New York, NY

Fort Lee, NJ

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-16
  • NY RA
    APPROVED
    Since 2023-05-16

Branch Locations

Citi Retail Banking 171 East 72Nd Street, New York, NY 10021 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue - 02, Fort Lee, NJ 07024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 10/2016 01/2023
Td Bank, Na Brooklyn NY 06/2014 09/2016
Jpmorgan Chase Bank New York NY 10/2016 08/2017
Jpmorgan Chase Bank, Na New York NY 08/2017 01/2023
Citigroup New York NY 01/2023 Present
  • 10/2016 → 01/2023
    Jp Morgan Securities Llc
    New York, NY
  • 06/2014 → 09/2016
    Td Bank, Na
    Brooklyn, NY
  • 10/2016 → 08/2017
    Jpmorgan Chase Bank
    New York, NY
  • 08/2017 → 01/2023
    Jpmorgan Chase Bank, Na
    New York, NY
  • 01/2023 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-16
S63 Uniform Securities Agent State Law Examination 2016-11-14
  • S65 Uniform Investment Adviser Law Examination
    2023-05-16
  • S63 Uniform Securities Agent State Law Examination
    2016-11-14

View on SEC IAPD

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