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Samuel Elliott Fowler

Bny Mellon Securities Corporation

New York, NY

Miami, FL

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Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-10-13
  • NJ RA
    APPROVED
    Since 2017-10-13

Branch Locations

240 Greenwich Street, New York, NY 10286 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 10/2016 09/2017
Ralph Harris Inc Burlington NC 07/2015 09/2016
Mbsc Securities Corporation New York NY 10/2017 Present
  • 10/2016 → 09/2017
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 07/2015 → 09/2016
    Ralph Harris Inc
    Burlington, NC
  • 10/2017 → Present
    Mbsc Securities Corporation
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-28
  • S66 Uniform Combined State Law Examination
    2017-04-28

View on SEC IAPD

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