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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-04-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Daniel Mark Ratulowski | Fairview Hts | IL | 06/2026 | Present |
| Retail Technology Group | Fenton | MO | 11/2015 | 10/2016 |
| Scottrade | Saint Louis | MO | 10/2016 | 10/2017 |
| Stifel Nicolaus & Co Inc | Saint Louis | MO | 10/2017 | 01/2020 |
| Neteffects | Chesterfield | MO | 02/2020 | 09/2020 |
| Maritz Motivation | Fenton | MO | 02/2020 | 04/2021 |
| Lpl Financial, Llc | St Louis | MO | 05/2021 | 12/2025 |
| Trevor Flota | Clayton | MO | 12/2025 | 03/2026 |
| Aaron Farthing | Fairview Hts | IL | 12/2025 | 03/2026 |
| Bill D Cunningham | Shreveport | LA | 01/2026 | 03/2026 |
| Trevor Flota | Clayton | MO | 03/2026 | Present |
| Aaron Farthing | Fairview Hts | IL | 03/2026 | Present |
| Northwestern Mutual Investment Services Llc | Clayton | MO | 03/2026 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2026 | Present |
1. Lindenwood University, Not Investment-related, 209 S Kingshighway, Saint Charles, MO, United States(US), 63301, Adjunct Professor, Start Date: 03/16/2026, 8 hrs per week, 0 trading hrs per week, Adjunct Professor, Duties: Teach Undergraduate courses in consumer finance and risk management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-18 |
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