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Przemyslaw Eugeniusz Filipek

Rockefeller Financial LLC

New York, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-11
  • NY RA
    APPROVED
    Since 2023-08-11

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mountainside Racquet Club Mountainside NJ 05/2019 07/2020
Wagner College Staten Island NY 08/2017 05/2019
Tomorrow's Financial Services Lincroft NJ 09/2016 12/2016
Fairfield County Hunt Club Westport CT 05/2018 08/2018
Wagner College Staten Island NY 08/2017 05/2019
Monmouth University West Long Branch NJ 01/2013 05/2017
Ubs Financial Services Inc. Weehawken NJ 07/2020 09/2020
Unemployed Jersey City NJ 10/2020 03/2021
Ubs Financial Services Inc. Weehawken NJ 04/2021 Present
Rockefeller Financial Llc New York NY 08/2023 Present
  • 05/2019 → 07/2020
    Mountainside Racquet Club
    Mountainside, NJ
  • 08/2017 → 05/2019
    Wagner College
    Staten Island, NY
  • 09/2016 → 12/2016
    Tomorrow's Financial Services
    Lincroft, NJ
  • 05/2018 → 08/2018
    Fairfield County Hunt Club
    Westport, CT
  • 08/2017 → 05/2019
    Wagner College
    Staten Island, NY
  • 01/2013 → 05/2017
    Monmouth University
    West Long Branch, NJ
  • 07/2020 → 09/2020
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 10/2020 → 03/2021
    Unemployed
    Jersey City, NJ
  • 04/2021 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 08/2023 → Present
    Rockefeller Financial Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
  • S66 Uniform Combined State Law Examination
    2020-09-08
Other Names
  • Shem Filipek
  • Przemyslaw E Filipek

View on SEC IAPD

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