James Mcdonald Dawson

Employer firm

Broadview Wealth Partners CRD 335028

$305M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → Present
  Raymond James Financial Services, Inc
  Boulder, CO
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Boulder, CO
• 11/2010 → Present
  University Of Colorado
  Boulder, CO
• 02/2008 → Present
  Integrated Capital Management
  Boulder, CO
• 08/2025 → Present
  Broadview Wealth Partners, Llc
  Boulder, CO

Previous Registrations

• 2009-01-02 → 2025-10-02
  Raymond James Financial Services Advisors, Inc
  Boulder, CO
• 2002-03-09 → 2009-01-02
  Raymond James Financial Services, Inc.
  Longmont, CO
  Boulder, CO
  Longmont, CO
  Longmont, CO

Other Businesses

(1)Name of Business: Integrated Capital Management Address: 1212 Pearl, ste 200, Boulder, CO, 80302, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/11/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC I set up to run expenses through, as well as incidental (non-security related, no client involvement) revenue (2)Name of Business: University of Colorado Address: Folsom Field, Boulder CO, Boulder, CO, 80302, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 11/13/2010 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would be paid on a 1099, but the amount is below the reportable threshold

Exams

• S66 Uniform Combined State Law Examination
  1999-04-01

Designations

• Certified Financial Planner