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51 Madison Avenue, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Four Springs Capital | Lake Como | NJ | 05/2014 | 02/2018 |
| Edi Financial Inc | Lake Como | NJ | 05/2014 | 12/2016 |
| Third Seven Capital, Llc (Dba Four Springs Capital) | Lake Como | NJ | 01/2017 | 02/2018 |
| Millington Securities, Inc. | Red Bank | NJ | 02/2018 | 03/2019 |
| Wbi Investments, Inc. | Red Bank | NJ | 02/2018 | 03/2019 |
| New York Life | New York | NY | 04/2019 | Present |
Temple Association; 30 M Main Street Milltown, NJ; Secretary; 2 hours per month not during normal business hours. RunByHQ; 30 N Gould Street Suite R Sheridan, WY 82801; not investment related; Business AI Consulting; 5 hours per month not during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-15 |
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