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Austin Edward Pruitt

First Citizens Asset Management, Inc

Raleigh, NC

First Citizens Investor Services, Inc.

Raleigh, NC

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Current Employers
First Citizens Asset Management, Inc

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-17
  • NC RA
    APPROVED
    Since 2026-08-17

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-19
  • NC RA
    APPROVED
    Since 2024-03-19

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Retirement & Institutional Services Raleigh NC 09/2015 02/2021
Ascensus Dresher PA 03/2021 01/2024
First Citizens Investor Services Raleigh NC 01/2024 Present
First Citizens Bank Raleigh NC 01/2024 Present
First Citizens Asset Management Raleigh NC 08/2026 Present
  • 09/2015 → 02/2021
    Bb&T Retirement & Institutional Services
    Raleigh, NC
  • 03/2021 → 01/2024
    Ascensus
    Dresher, PA
  • 01/2024 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 01/2024 → Present
    First Citizens Bank
    Raleigh, NC
  • 08/2026 → Present
    First Citizens Asset Management
    Raleigh, NC
Previous Registrations
  • 2021-05-18 → 2024-02-01
    Ascensus Investment Advisors, Llc
    Greensboro, NC
    Needham, MA
  • 2016-09-28 → 2020-12-31
    Bb&T Institutional Investment Advisers, Inc.
    Raleigh, NC
    Greenville, SC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-01
S65 Uniform Investment Adviser Law Examination 2016-09-16
  • S63 Uniform Securities Agent State Law Examination
    2024-04-01
  • S65 Uniform Investment Adviser Law Examination
    2016-09-16

View on SEC IAPD

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Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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