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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-01-19 |
| TX | RA | APPROVED_RES | 2020-10-08 |
| IL | RA | APPROVED | 2018-06-21 |
Branch Locations
209 West Pointe Dr Ste C, Swansea, IL 62226-8310 • United States
The Hammons Tower Ste 401 901 E St Louis St, Springfield, MO 65806 • United States
O Fallon, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southern Illinois University - Edwardsville | Edwardsville | IL | 08/2015 | 12/2017 |
| Ameriprise Financial Services, Inc. | Swansea | IL | 09/2016 | 03/2020 |
| Illinois National Guard | Peoria | IL | 05/2012 | 05/2019 |
| Ameriprise Financial Services, Llc | Swansea | IL | 03/2020 | Present |
Business Ownership; Big Firepits; Co-owner; Retail; 2501 Chatham Rd, #5308, Springfield, IL, 62704; Not Investment-Related; 08/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Certainty of the Uncertainty, LLC; Financial Advisor; compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 09/30/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-08 |
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