James Thomas Shrader

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-10-01

VA RA
APPROVED

Since 2025-10-01

Branch Locations

1920 Medical Ave, Ste M, Harrisonburg, VA 22801-8016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Harrisonburg	VA	09/2016	Present
Harrisonburg Automall	Harrisonburg	VA	06/2009	10/2016

09/2016 → Present

Lpl Financial Llc

Harrisonburg, VA
06/2009 → 10/2016

Harrisonburg Automall

Harrisonburg, VA

Other Businesses

1-04/2025 / Shen Valley Financial, LLC / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / AT LOCATION / 160 HRS MNTH / 8 HRS DURING TRADING / START 10/01/2016

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-29

S66 Uniform Combined State Law Examination

2025-09-29

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

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Exams

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