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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-24 |
| NJ | RA | APPROVED | 2025-05-13 |
| MD | RA | APPROVED | 2025-03-11 |
| IN | RA | APPROVED | 2025-02-27 |
| FL | RA | APPROVED | 2024-09-06 |
| NY | RA | APPROVED | 2024-08-21 |
Branch Locations
143 Second Avenue Ms: Ny325, New York, NY 10003 • United States
15 Union Square West Ms: Ny337, New York, NY 10003 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
11 East Houston Street Ms: Ny405, New York, NY 10012 • United States
26 Broadway Ny307, New York, NY 10004 • United States
110 West Broadway Ny331, New York, NY 10013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 06/2016 | 04/2020 |
| Charles Schwab & Co., Inc. | New York City | NY | 04/2020 | 11/2022 |
| Charles Schwab Bank Ssb | New York City | NY | 04/2020 | 11/2022 |
| J.P. Morgan Securities Llc | Astoria | NY | 11/2022 | 08/2024 |
| Jpmorgan Chase Bank, N.A. | Astoria | NY | 11/2022 | 08/2024 |
| Citizens Securities, Inc. | New York | NY | 08/2024 | Present |
| Hsbc Bank Usa N.A. | New York | NY | 06/2016 | 04/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-30 |
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