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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-01
OH RA APPROVED 2024-11-20
  • TX RA
    APPROVED_RES
    Since 2024-12-01
  • OH RA
    APPROVED
    Since 2024-11-20

Branch Locations

8890 Lyra Dr, Columbus, OH 43240 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Westerville OH 10/2016 01/2019
Jpmorgan Chase Mansfield OH 04/2015 03/2022
L Brands Columbus OH 08/2018 01/2020
Morgan Stanley Columbus OH 03/2022 01/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 10/2024 Present
Jp Morgan Chase Mansfield OH 01/2019 01/2022
Morgan Stanley Lay-Off Columbus OH 01/2024 10/2024
Bank Of America, N.A. Columbus OH 12/2024 Present
  • 10/2016 → 01/2019
    Jpmorgan Securities Llc
    Westerville, OH
  • 04/2015 → 03/2022
    Jpmorgan Chase
    Mansfield, OH
  • 08/2018 → 01/2020
    L Brands
    Columbus, OH
  • 03/2022 → 01/2024
    Columbus, OH
  • 10/2024 → Present
    Columbus, OH
  • 01/2019 → 01/2022
    Jp Morgan Chase
    Mansfield, OH
  • 01/2024 → 10/2024
    Morgan Stanley Lay-Off
    Columbus, OH
  • 12/2024 → Present
    Bank Of America, N.A.
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-03
  • S66 Uniform Combined State Law Examination
    2016-12-03
Other Names
  • A'DOo L Chia-Kur
  • A'dOo L. Chia-Kur
  • A'dOo Ladi Chia-Kur

View on SEC IAPD

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