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Kavian Burke

B. Riley Wealth Advisors, Inc.

Poughkeepsie, Ny, Usa, 12603, NY

CRD 6709993

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Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-28
  • NY RA
    APPROVED
    Since 2024-08-28

Branch Locations

11 Raymond Ave, Poughkeepsie, Ny, Usa, 12603, NY 12603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hudson Valley Credit Union Lagrangeville NY 01/2013 08/2024
Lpl Financial, Llc Lagrangeville NY 12/2016 08/2024
B. Riley Wealth Advisors Memphis TN 08/2024 Present
B. Riley Wealth Management Memphis TN 08/2024 Present
  • 01/2013 → 08/2024
    Hudson Valley Credit Union
    Lagrangeville, NY
  • 12/2016 → 08/2024
    Lpl Financial, Llc
    Lagrangeville, NY
  • 08/2024 → Present
    B. Riley Wealth Advisors
    Memphis, TN
  • 08/2024 → Present
    B. Riley Wealth Management
    Memphis, TN
Previous Registrations
  • 2021-08-03 → 2024-08-29
    Lpl Financial Llc
    Wappingers Falls, NY
    Wappingers Falls, NY
    Lagrangeville, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-04-20
  • S63 Uniform Securities Agent State Law Examination
    2017-04-20

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
D'ARCANGELO FINANCIAL ADVISORS, LLC

Nearby Investors

IRENE THERESA MONCK
KYLE MICHAEL ODELL
Gerardo Flores

Nearby Offices

B. RILEY WEALTH ADVISORS, INC. · POUGHKEEPSIE, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Poughkeepsie, NY

More in Poughkeepsie, Ny, Usa, 12603, NY

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