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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-27
TX RA APPROVED 2024-08-27
  • NY RA
    APPROVED
    Since 2024-08-27
  • TX RA
    APPROVED
    Since 2024-08-27

Branch Locations

11 Raymond Ave, Poughkeepsie, NY 12603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Albany NY 06/2015 08/2024
B. Riley Wealth Advisors Memphis TN 08/2024 Present
B. Riley Wealth Management Memphis TN 08/2024 Present
  • 06/2015 → 08/2024
    Fidelity Brokerage Services Llc
    Albany, NY
  • 08/2024 → Present
    B. Riley Wealth Advisors
    Memphis, TN
  • 08/2024 → Present
    B. Riley Wealth Management
    Memphis, TN
Previous Registrations
  • 2018-11-11 → 2024-08-26
    Fidelity Personal And Workplace Advisors
    Albany, NY
  • 2011-07-05 → 2013-07-17
    Clinton Corners, NY
    Poughkeepsie, NY
    Poughkeepsie, NY
Other Businesses

B. Riley Wealth Insurance; Investment related; 11 Raymond Ave, Poughkeepsie, NY 12603; Fixed insurance sales; Sr. VP, Advisor; Start date 9/2024; 5/ hrs month devoted during securities trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-01
  • S66 Uniform Combined State Law Examination
    2011-02-01
Designations
Other Names
  • Kyle Odell

View on SEC IAPD

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