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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-27 |
| TX | RA | APPROVED | 2024-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Albany | NY | 06/2015 | 08/2024 |
| B. Riley Wealth Advisors | Memphis | TN | 08/2024 | Present |
| B. Riley Wealth Management | Memphis | TN | 08/2024 | Present |
B. Riley Wealth Insurance; Investment related; 11 Raymond Ave, Poughkeepsie, NY 12603; Fixed insurance sales; Sr. VP, Advisor; Start date 9/2024; 5/ hrs month devoted during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-01 |
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