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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CO | RA | APPROVED | 2020-12-14 |
| TX | RA | APPROVED | 2012-01-05 |
| CT | RA | APPROVED | 2011-12-20 |
Branch Locations
2649 South Rd, Poughkeepsie, NY 12601 • United States
Kingston, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2009 | Present |
| Bank Of America, N.A. | New York | NY | 04/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-19 |
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