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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2010-05-27 |
Branch Locations
2649 South Rd, Poughkeepsie, NY 12601 • United States
108 N Front St, Kingston, NY 12401 • United States
Ruby, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingston | NY | 03/2010 | Present |
| Bank Of America,Na | Kingston | NY | 07/2010 | Present |
I*4785275, Entity Type: Entity Charitable, Name of OBA: Cornell Cooperative Extension - Ulster County, Address: Kingston, New York, 12401, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 09/21/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Board Member, Cornell Cooperative Extension puts knowledge to work in pursuit of economic vitality, ecological sustainability and social well-being. We bring local experience and research based solutions together, helping New York State families and communities thrive in our rapidly changing world.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-02 |
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