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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2009-02-02 |
| NJ | RA | APPROVED | 2003-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Poughkeepsie | NY | 03/1986 | Present |
I*496095, Entity Type: Entity For Profit, Name of OBA: rental property, Address: indian river shor, Florida 32961, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 01/01/2014, No Hours: 0, No Hours during trading: 0, Duties: Owner of Rental Property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-22 |
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