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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Poughkeepsie | NY | 12/2021 | 07/2022 |
| Doordash | New Paltz | NY | 06/2022 | 02/2024 |
| Unemployed | New Paltz | NY | 08/2020 | 10/2021 |
| Domino's | Monroe | NY | 06/2020 | 08/2020 |
| Unemployed | New Paltz | NY | 03/2020 | 05/2020 |
| Top Notch | New Square | NY | 03/2017 | 03/2020 |
| Kate Spade | Monroe-Woodbury | NY | 09/2016 | 02/2017 |
| Items4Onlinesellers | Newburgh | NY | 06/2016 | 09/2016 |
| Shoprite | Monroe | NY | 12/2015 | 03/2017 |
| State University Of New York At New Paltz | New Paltz | NY | 08/2019 | 06/2022 |
| State University Of New York At Orange | Middletown | NY | 08/2015 | 06/2019 |
| B. Riley Wealth Management | Poughkeepsie | NY | 07/2022 | Present |
| B. Riley Wealth Advisors | Memphis | TN | 06/2023 | Present |
1. Trading card games vendor; Non investment related; 9 McGarrah Rd Monroe NY 10950; Trading card games; Vendor; Start date 1/2024; 5-8 hours/ month devoted, none during securities trading hours. 2. B. Riley Tax Services; Non investment related; 11 Raymond Ave Poughkeepsie NY 12603; Tax; Tax preparer; start date 2021; 30-50 hrs/month devoted during tax season 4hrs/month during off season.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-13 |
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