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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-13 |
| NC | RA | APPROVED | 2019-06-03 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
239 Fayetteville Street Mall, Raleigh, NC 27601 • United States
4004 North Roxboro Road, Durham, NC 27704 • United States
4400 Six Forks Road, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 09/2016 | 09/2019 |
| First Citizens Bank | Raleigh | NC | 05/2016 | 09/2019 |
| First Citizens Investor Services | Raleigh | NC | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-07 |
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