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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-07-08
  • GA RA
    APPROVED
    Since 2026-07-08

Branch Locations

Marietta, GA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 09/2016 01/2019
Girls On Guard, Llc Matthews NC 05/2016 12/2018
The Vanguard Group, Inc. Charlotte NC 03/2020 09/2020
Robert Half Employment Angency Charlotte NC 04/2019 04/2019
Unemployed Matthews NC 01/2019 04/2019
Unemployed Matthews NC 04/2019 03/2020
Initial Statement Llc Matthews NC 12/2019 10/2020
Unemployed Matthews NC 10/2020 01/2021
Brighthouse Financial Charlotte NC 02/2021 05/2022
Fidelity Investments Jacksonville NC 05/2022 06/2023
Fidelity Investments Boston MA 06/2023 10/2025
Lpl Enterprise Llc Atlanta GA 11/2025 06/2026
Empower Financial Services Inc Greenwood Village CO 06/2026 Present
Empower Advisory Group Llc Greenwood Village CO 06/2026 Present
  • 09/2016 → 01/2019
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
  • 05/2016 → 12/2018
    Girls On Guard, Llc
    Matthews, NC
  • 03/2020 → 09/2020
    The Vanguard Group, Inc.
    Charlotte, NC
  • 04/2019 → 04/2019
    Robert Half Employment Angency
    Charlotte, NC
  • 01/2019 → 04/2019
    Unemployed
    Matthews, NC
  • 04/2019 → 03/2020
    Unemployed
    Matthews, NC
  • 12/2019 → 10/2020
    Initial Statement Llc
    Matthews, NC
  • 10/2020 → 01/2021
    Unemployed
    Matthews, NC
  • 02/2021 → 05/2022
    Brighthouse Financial
    Charlotte, NC
  • 05/2022 → 06/2023
    Fidelity Investments
    Jacksonville, NC
  • 06/2023 → 10/2025
    Fidelity Investments
    Boston, MA
  • 11/2025 → 06/2026
    Atlanta, GA
  • 06/2026 → Present
    Empower Financial Services Inc
    Greenwood Village, CO
  • 06/2026 → Present
    Greenwood Village, CO
Previous Registrations
  • 2025-11-26 → 2026-06-24
    Atlanta, GA
  • 2025-03-31 → 2025-10-09
    Dunwoody, GA
    Jacksonville, FL
    Dunwoody, GA
    Marietta, GA
    Boston, MA
  • 2023-05-08 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Matthews, NC
    Marietta, GA
Other Businesses

1. 11/14/2025 - ANN MARIE NORVELL, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency Marietta, GA - INV REL - Start Date 11/13/2025 Receiving trailing commissions only on previously sold business complete on or before 6/10/2026. No solicitation or servicing of any business. 2. 03/24/2026-Foxhound Ridge LLC-Co-Member/Co-Owner-Real Estate Rental-Inv related-At Ranger, GA-Start date 06/01/2026-6hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-04
S63 Uniform Securities Agent State Law Examination 2016-11-04
  • S66 Uniform Combined State Law Examination
    2023-05-04
  • S63 Uniform Securities Agent State Law Examination
    2016-11-04
Other Names
  • Ann Marie Harp
  • Ann Marie Dunlap
  • Ann Marie Catherine Harp
  • Marie Harp
  • Annmarie Norvell
  • Ann M Dunlap
  • Ann M Harp
  • Ann M Norvell
  • Ann Marie Harp-Norvell
  • Ann Marie Harp-Dunlap
  • Ann Marie Dunlap-Harp
  • Ann Marie Norvell
  • Ann Norvell

View on SEC IAPD

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