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Abigail Kathleen Thomas

Rbc Capital Markets, LLC

Colorado Springs, CO

Colorado Springs, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-06-08
  • CO RA
    APPROVED
    Since 2026-06-08

Branch Locations

102 South Tejon Suite 460, Colorado Springs, CO 80903-2278 • United States

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Colorado Springs CO 03/2026 Present
Innovest Portfolio Solutions, Llc Denver CO 05/2016 03/2026
Previous Registrations
Other Businesses

Ascend Performing Arts Not investment-related 3538 Peoria St, Aurora, CO 80010 Not for Profit Performing Arts and Education Organization Admin Assistant/Front Ensemble Instructor Start: Aug 2020 Devoted to other business: 5 hr/mo 0 hrs during trading hours Duties: Administrative assistance with auditions, collecting member tuition, and occasional instruction of youth musicians/members.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-22
  • S65 Uniform Investment Adviser Law Examination
    2016-12-22
Other Names
  • Abigail Thomas
  • Abigail Silloway

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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