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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-09-30
  • AR RA
    APPROVED
    Since 2024-09-30

Branch Locations

1611 West Main Street, Russellville, AR 72801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arvest Wealth Management Clarksville AR 06/2016 01/2019
Arvest Wealth Management Russellville AR 01/2019 09/2024
Apex Wealth Financial Russellville AR 09/2024 Present
Cetera Advisors Llc St Cloud MN 09/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2024 Present
Previous Registrations
  • 2016-11-10 → 2024-10-25
    Lowell, AR
    Ft Smith, AR
    Clarksville, AR
    Little Rock, AR
    Russellville, AR
    Paris, AR
    Russellville, AR
    Russellville, AR
    Russellville, AR
    Fayetteville, AR
    Fayetteville, AR
    Clarksville, AR
    Paris, AR
    Russellville, AR
Other Businesses

1. NAME OF OTHER BUSINESS: HOWLING ACRES FARM INVESTMENT RELATED: NO ADDRESS: 539 PRIVATE ROAD 3548 CLARKSVILLE, AR 72830 NATURE OF BUSINESS: FARMING START DATE: 12/2020 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: OWNER BRIEF DESCRIPTION OF DUTIES: OVERSEE HAY PRODUCTIVITY 2. NAME OF OTHER BUSINESS APEX WEALTH FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: CLIENT ADVISOR BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES TO CLIENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-10
  • S66 Uniform Combined State Law Examination
    2016-11-10
Other Names
  • Tom Wolf

View on SEC IAPD

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