Jeremy A Middleton

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-04-17
CA	RA	APPROVED	2023-04-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Wellesley	MA	07/2017	09/2019
Ameriprise Financial	Wellesley	MA	09/2016	12/2016
Lpl Financial	Wellesley	MA	01/2017	06/2017
Pruco Securities Llc	Orange	CA	09/2019	10/2021
The Prudential Insurance Company Of America	Orange	CA	10/2019	10/2021
Mass Mutual/Capstone Financial Partners	Newport Beach	CA	10/2021	05/2022
Lpl Financial	San Diego	CA	05/2022	01/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Diego	CA	03/2023	Present
Bank Of America N.A.	San Diego	CA	06/2023	Present

07/2017 → 09/2019

Ameriprise Financial Services, Inc.

Wellesley, MA
09/2016 → 12/2016

Ameriprise Financial

Wellesley, MA
01/2017 → 06/2017

Lpl Financial

Wellesley, MA
09/2019 → 10/2021

Pruco Securities Llc

Orange, CA
10/2019 → 10/2021

The Prudential Insurance Company Of America

Orange, CA
10/2021 → 05/2022

Mass Mutual/Capstone Financial Partners

Newport Beach, CA
05/2022 → 01/2023

Lpl Financial

San Diego, CA
03/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA
06/2023 → Present

Bank Of America N.A.

San Diego, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-06-17

Other Firms