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Charles Keith Stewart

Equitable Advisors, LLC

Raleigh, NC

Raleigh, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
NC RA APPROVED 2017-03-08
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • NC RA
    APPROVED
    Since 2017-03-08

Branch Locations

Raleigh, NC • United States

5104 Bur Oak Circle, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Raleigh NC 09/2016 11/2016
Axa Advisors New York NY 11/2016 06/2020
Equitable Advisors, Llc New York NY 11/2016 Present
  • 09/2016 → 11/2016
    Unemployed
    Raleigh, NC
  • 11/2016 → 06/2020
    Axa Advisors
    New York, NY
  • 11/2016 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

DBA: Legacy Wealth Strategies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-22
  • S66 Uniform Combined State Law Examination
    2016-12-22

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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