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Lin Lin Reynolds

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-06-03
NY RA APPROVED 2025-05-14
TX RA APPROVED 2025-05-14
  • CT RA
    APPROVED
    Since 2025-06-03
  • NY RA
    APPROVED
    Since 2025-05-14
  • TX RA
    APPROVED
    Since 2025-05-14

Branch Locations

1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 08/2014 09/2016
Jpmorgan Securities Llc New York NY 09/2016 05/2025
Ubs New York NY 05/2025 Present
  • 08/2014 → 09/2016
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2016 → 05/2025
    Jpmorgan Securities Llc
    New York, NY
  • 05/2025 → Present
    Ubs
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-13
S63 Uniform Securities Agent State Law Examination 2016-11-07
  • S65 Uniform Investment Adviser Law Examination
    2024-12-13
  • S63 Uniform Securities Agent State Law Examination
    2016-11-07
Other Names
  • Lin Reynolds
  • Lin Lin
  • Lin Lin Reynolds

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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