Matthew Randall Henry

Current Employers

Employment History

• 09/2016 → Present
  Independent Capital Management
  San Diego, CA
• 08/2014 → 09/2016
  Center For Mission Mobilization
  Fayetteville, AR
• 09/2016 → 09/2023
  Sagepoint Financial, Inc.
  San Diego, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  San Diego, CA

Previous Registrations

• 2017-11-28 → 2023-09-01
  Osaic Services, Inc.
  San Diego, CA

Other Businesses

1) INDEPENDENT CAPITAL MANAGEMENT POSITION: Insurance Agent NATURE: Corporation Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 12/12/2016 ADDRESS: 3131 Camino Del Rio N, San Diego CA 92108 DESCRIPTION: Insurance Agent with State of CA. I will suggest life insurance products to the clients who may also be securities clients. I will contract with LSW/National Life, Midland, and Aviva Life. 2) RENTAL PROPERTY POSITION: Property Owner NATURE: Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2016 ADDRESS: 8110 Guenther Rd, Roland AR 72135; DESCRIPTION: Rent House 3) ICM LENDING POSITION: Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/12/2016 ADDRESS: 39 Forster, Lake Forest CA 92630, United States DESCRIPTION: Client referrals to ICM Lending for primary home mortgages or refinance for lower interest rate. 4) ALL PEOPLES CHURCH POSITION: Volunteer NATURE: Church that I volunteer for INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 8262 Allison Ave, La Mesa CA 91942, United States DESCRIPTION: Volunteer for the church helping set up on Sunday mornings, attending staff meetings on Mondays and Tuesdays (during non trading hours), meeting up with members during the week for discipleship/mentorship, helping plan missions for the church, traveling for vision trips, mission trips, conferences, etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-27
• S63 Uniform Securities Agent State Law Examination
  2016-12-09