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Wahaj Aslam

Citigroup Global Markets Inc.

New York, NY

Los Angeles, CA

Bethel, CT

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

Citi Private Bank 388 Greenwich Street, 25Th/29Th Floor, New York, NY 10013 • United States

Citi Private Bank 300 South Grand Avenue, Suite 3130, Los Angeles, CA 90071 • United States

Bethel, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Stratford CT 09/2016 02/2017
Nylife Securities Llc Stratford CT 01/2017 02/2017
Usi Advisors, Inc. Glastonbury CT 03/2018 01/2022
Unemployed Rocky Hill CT 03/2017 02/2018
Citigroup Stamford CT 01/2022 Present
  • 09/2016 → 02/2017
    New York Life Insurance Company
    Stratford, CT
  • 01/2017 → 02/2017
    Nylife Securities Llc
    Stratford, CT
  • 03/2018 → 01/2022
    Usi Advisors, Inc.
    Glastonbury, CT
  • 03/2017 → 02/2018
    Unemployed
    Rocky Hill, CT
  • 01/2022 → Present
    Citigroup
    Stamford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-03
  • S66 Uniform Combined State Law Examination
    2023-05-03
Designations

View on SEC IAPD

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