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Patrick Jeremiah Mccarthy

Oppenheimer & Co. Inc.

New York, NY

Reston, VA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-31
VA RA APPROVED 2026-08-31
  • NY RA
    APPROVED
    Since 2026-08-31
  • VA RA
    APPROVED
    Since 2026-08-31

Branch Locations

85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States

Reston, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Btig Llc Washington DC 03/2023 06/2026
Carbon Advisors Arlington VA 10/2021 03/2023
Capewell Aerial Systems South Windsor CT 06/2021 10/2021
Neptune Holding Washington DC 11/2014 06/2021
Oppenheimer & Co. Inc. New York NY 08/2026 Present
  • 03/2023 → 06/2026
    Btig Llc
    Washington, DC
  • 10/2021 → 03/2023
    Carbon Advisors
    Arlington, VA
  • 06/2021 → 10/2021
    Capewell Aerial Systems
    South Windsor, CT
  • 11/2014 → 06/2021
    Neptune Holding
    Washington, DC
  • 08/2026 → Present
    Oppenheimer & Co. Inc.
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-07-20
  • S63 Uniform Securities Agent State Law Examination
    2023-07-20
Designations
Other Names
  • Patrick J Mccarthy

View on SEC IAPD

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