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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-09-23 |
| TX | RA | APPROVED | 2022-09-18 |
Branch Locations
4724 13Th Ave., At 48Th Street, Brooklyn, NY 11219 • United States
277 Park Ave, Floor 36, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harvard University/Harvard Extension School | Cambridge | MA | 01/2015 | 12/2019 |
| Axa Advisors, Llc | New York | NY | 12/2016 | 08/2017 |
| Nylife Securities Llc | New York | NY | 04/2018 | 11/2021 |
| New York Life Insurance Co | New York | NY | 02/2018 | 11/2021 |
| Trinity Logistics | Valley Stream | NY | 08/2017 | 12/2017 |
| J.P. Morgan Securities Llc | Brooklyn | NH | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 07/2022 | Present |
| Axa Advisors, Llc | New York | NY | 09/2016 | 08/2017 |
| Equitable Financial Life Ins Co | New York | NY | 12/2016 | 08/2017 |
| Unemployed | New Hyde Park | NY | 12/2021 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-18 |
| S65 | Uniform Investment Adviser Law Examination | 2019-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-14 |
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