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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-08-31 |
Branch Locations
295 Radio Drive Suite D, Woodbury, MN 55125 • United States
3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | Minneapolis | MN | 11/2008 | 07/2023 |
| Morgan Stanley Smith Barney | Minneapolis | MN | 06/2009 | 07/2023 |
| Lpl Financial Llc | Arden Hills | MN | 08/2023 | 07/2024 |
| Wealth Enhancement Brokerage Services | Arden Hills | MN | 08/2023 | 07/2024 |
| Wealth Enhancement Group | Arden Hills | MN | 08/2023 | 07/2024 |
| Charles Schwab & Co, Inc | Woodbury | MN | 09/2024 | Present |
| Charles Schwab Bank, Ssb | Woodbury | MN | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-15 |
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