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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2022-01-14
  • ME RA
    APPROVED
    Since 2022-01-14

Branch Locations

277 State St Ste 3, Bangor, ME 04401-5439 • United States

Hermon, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2016 01/2022
Camden National Bank Rockport ME 11/2013 09/2016
Ameriprise Financial Services Llc Bangor ME 01/2022 Present
Previous Registrations
  • 2017-04-14 → 2022-01-18
    Hermon, ME
    St Louis, MO
    Bangor, ME
    Bangor, ME
Other Businesses

Business Ownership; RPWM Partners, LLC; Owner; Manage Ameriprise Business; 262 South River Rd, , Bedford, NH, 03110; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / o Rise Tax Strategies, LLC; Co-owner; Tax Preparation; P O Box 847, , Merrimack, NH, 03054; Not Investment-Related; 07/01/2026; 0 hours per month; 0 during trading hours. Board of Directors; Maine Women's Conference; Board Member; 363 Maine Mall Rd, , Portland, ME, 04106; Not Investment-Related; 05/12/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Production Services of Maine; Usher people to their assigned seats or scanning tickets at entrance; I used to volunteer at the Bangor Waterfront concerts as an usher, this year they added us to payroll. It will be less than $500 annual compensation; 275 Fourth St, , Old Town, ME, 04468; Not Investment-Related; 06/16/2023; 1 to 9 hours per month; 0 during trading hours / RPWM Partners LLC; Co-owner; Manage advisory business; 262 South River Rd, Suite 201, Bedford, NH, 03110; Investment-Related; 01/14/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-14
  • S66 Uniform Combined State Law Examination
    2017-02-14
Other Names
  • Stephanie Ann Forsing
  • Stephanie Ann Oiler

View on SEC IAPD

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