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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-28
  • CA RA
    APPROVED
    Since 2026-08-28

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 05/2026 Present
Footaction Arcadia CA 06/2021 11/2021
Gerrish Swim & Tennis Club Pasadena CA 05/2024 08/2024
Kith Malibu CA 09/2024 04/2025
Option One Lending Sherman Oaks CA 05/2025 08/2025
Kith Malibu CA 09/2025 04/2026
Unemployed Pasadena CA 06/2015 06/2021
Unemployed Pasadena CA 11/2021 05/2024
Bank Of America, N.A. Pasadena CA 08/2026 Present
  • 05/2026 → Present
    Pasadena, CA
  • 06/2021 → 11/2021
    Footaction
    Arcadia, CA
  • 05/2024 → 08/2024
    Gerrish Swim & Tennis Club
    Pasadena, CA
  • 09/2024 → 04/2025
    Kith
    Malibu, CA
  • 05/2025 → 08/2025
    Option One Lending
    Sherman Oaks, CA
  • 09/2025 → 04/2026
    Kith
    Malibu, CA
  • 06/2015 → 06/2021
    Unemployed
    Pasadena, CA
  • 11/2021 → 05/2024
    Unemployed
    Pasadena, CA
  • 08/2026 → Present
    Bank Of America, N.A.
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-27
  • S66 Uniform Combined State Law Examination
    2026-08-27
Other Names
  • Alexander T Badoyan

View on SEC IAPD

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