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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-08-31 |
Branch Locations
978 Home Plaza Suite 400, Waterloo, IA 50701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hoover Middle School | Waterloo | IA | 08/2015 | 05/2017 |
| Waterloo West High School | Waterloo | IA | 08/2017 | 05/2021 |
| University Of Iowa | Iowa City | IA | 08/2023 | 05/2025 |
| Hawkeye Community College | Waterloo | IA | 08/2021 | 05/2023 |
| Waterloo Young Arena | Waterloo | IA | 04/2019 | Present |
| Monat Wealth Managment | Waterloo | IA | 05/2024 | 08/2024 |
| Milestones Planning | Waterloo | IA | 06/2025 | Present |
| Osaic Welath Inc | Waterloo | IA | 02/2026 | Present |
Waterloo Young Arena: 125 Commercial St. Waterloo Iowa 50703, Ice Rink / Event Center (Non Investment Related) Job Title: Maintenance, Operations Leader, Zamboni Driver Work Hours: Work 25 Hours Monthly 0 of which occur during trading hours (Start Date 04/2019)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-29 |
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