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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-08-31 |
| TX | RA | APPROVED | 2026-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hennion & Walsh Inc. | Parsippany | NJ | 10/2025 | 08/2026 |
| Ubs | Florham Park | NJ | 06/2023 | 08/2024 |
| University Of Miami | Coral Gables | FL | 01/2022 | 08/2025 |
| Minuteman Whiskey Bar | New Vernon | NJ | 09/2022 | 10/2022 |
| Spring Ridge | Basking Ridge | NJ | 06/2022 | 08/2022 |
| Morristown-Beard | Morristown | NJ | 09/2017 | 10/2022 |
| Bressler, Amery & Ross | Florham Park | NJ | 06/2019 | 08/2019 |
| Far Hills | Far Hills | NJ | 09/2009 | 06/2017 |
| Janney Montgomery Scott Llc | Bedminster | NJ | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2026-01-12 |
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